-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hom8qwVA0SK7csMLryRIQueperKNzvNf1BLKhzH1Reh0uqdM9aVgm13NhwRtmqob F88naVtgC6h2WrowX8jgRw== 0000950135-00-000764.txt : 20000215 0000950135-00-000764.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950135-00-000764 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20000214 GROUP MEMBERS: MANUFACTURERES LIFE INSURANCE CO GROUP MEMBERS: SEAMARK ASSET MANAGEMENT LTD. GROUP MEMBERS: THE MANUFACTURERS LIFE INSURANCE CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BALLANTYNE OF OMAHA INC CENTRAL INDEX KEY: 0000946454 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 470587703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50163 FILM NUMBER: 539772 BUSINESS ADDRESS: STREET 1: 4350 MCKINLEY ST CITY: OMAHA STATE: NE ZIP: 68112 BUSINESS PHONE: 4024534444 MAIL ADDRESS: STREET 1: 4350 MCKINLEY ST CITY: OMAHA STATE: NE ZIP: 68112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MANUFACTURERES LIFE INSURANCE CO CENTRAL INDEX KEY: 0000928047 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 380788610 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 BLOOR STREET EAST ST-11 STREET 2: TORONTO ONTARIO CITY: CANADA M4W 1E5 STATE: A6 BUSINESS PHONE: 4169266302 MAIL ADDRESS: STREET 1: GEORGENA MOORE, OPER. DEPT. NT-5 STREET 2: 200 FLOOR ST., E CITY: TORONTO M4W1E5 STATE: A6 SC 13G/A 1 BALLANTYNE OMAHA INC 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G Under Securities Exchange Act of 1934 (Amendment No. 1)(1)* Ballantyne of Omaha Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 05851605 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *Amendment 1 as to Seamark Asset Management Ltd. Initial filing as to The Manufacturers Life Insurance Company and Manulife Financial Corporation. - ----------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) The Manufacturers Life Insurance Company - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 715,741 EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSONS WITH 0 ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 715,741 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 715,741 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.66% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13G - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Seamark Asset Management Ltd. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 715,741 EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSONS WITH 0 ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 715,741 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 715,741 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.66% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page of Pages 4 SCHEDULE 13G - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Manulife Financial Corporation - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY ------------------------------------------------------------- EACH 6. SHARED VOTING POWER REPORTING PERSONS WITH 715,741 ------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 715,741 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 715,741 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.66% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 Item 1(a). Name of Issuer: Ballantyne of Omaha Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 4350 McKinley Street Omaha, NE 68112 Item 2(a). Name of Person Filing: The Manufacturers Life Insurance Company Seamark Asset Management Ltd. Manulife Financial Corporation Item 2(b). Address of Principal Business Office or, if None, Residence: For The Manufacturers Life Insurance Company and Manulife Financial Corporation: 200 Bloor Street East Toronto, Ontario Canada, M4W 1E5 For Seamark Asset Management Ltd. 1801 Hollis Street, Suite 310 Halifax, Nova Scotia B3J 3N4, Canada Item 2(c). Citizenship: For each person in the Group: Canada Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 058516105 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Persons Filing is a: 6 (j) Group, in accordance with Section 13d-1(b)(1)(ii)(J) Item 4. Ownership. (as of December 31, 1999) Applies to each person in the Group: (a) amount beneficially owned 715,741 (b) Percent of class 5.66% (c) Number of shares as to which the person has (i) Sole power to vote or to direct the vote (ii) Shared power to vote or to direct the vote 715,741 (iii) Sole power to dispose or to direct the disposition of (iv) Shares power to dispose or to direct the disposition of 715,741 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. N/A Item 8. Identification and Classification of Members of the Group. See attached exhibit Item 9. Notice of Dissolution of Group. N/A 7 Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2000 --------------------------------------- (Date) The Manufacturers Life Insurance Company /s/ James D. Gallagher --------------------------------------- James D. Gallagher, Vice President Legal Services and Chief Officer Compliance U.S. Operations EX-99.1 2 GROUP MEMBERS 1 EXHIBIT 1 Members of Group Item 3 Classification - ---------------- --------------------- The Manufacturers Life Insurance Company IC Seamark Asset Management Ltd. OO Manulife Financial Corporation HC EX-99.2 3 AGREEMENT 1 EXHIBIT 2 The Manufacturers Life Insurance Company, Seamark Asset Management Ltd. and Manulife Financial Corporation each hereby agree that the attached Form 13G to be filed by The Manufacturers Life Insurance Company relating to each company's beneficial ownership of Ballantyne of Omaha Inc. is also filed on behalf of Seamark Asset Management Ltd. and Manulife Financial Corporation. Date: February 10, 2000 The Manufacturers Life Insurance Company By: /s/ James D. Gallagher ------------------------------------ James D. Gallagher Vice President Legal Services and Chief Officer Compliance U.S. Operations Seamark Asset Management Ltd. By: /s/ Chad King ------------------------------------ Chad King, Compliance Officer Manulife Financial Corporation By: /s/ Dale W. Scott ------------------------------------ Dale W. Scott, Senior Vice President and General Counsel -----END PRIVACY-ENHANCED MESSAGE-----